UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the Month of June 2021
Commission File Number: 001-39621
OPTHEA LIMITED
(Translation of registrants name into English)
Level 4
650 Chapel Street
South Yarra, Victoria 3141
Australia
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXHIBITS
| Exhibit |
Description | |
| 99.1 | Appendix 3X: Initial Directors Interest Notice for Ms. Judith Robertson | |
| 99.2 | Appendix 3X: Initial Directors Interest Notice for Dr. Julia Haller | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| OPTHEA LIMITED | ||||||
| Date: June 8, 2021 | By: | /s/ Megan Baldwin | ||||
| Megan Baldwin, Ph.D. | ||||||
| Chief Executive Officer and Managing Director | ||||||
Exhibit 99.1
Appendix 3X
Initial Directors Interest Notice
Rule 3.19A.1
Appendix 3X
Initial Directors Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASXs property and may be made public.
Introduced 30/9/2001.
| Name of entity: Opthea Limited |
| ABN: 32 006 340 567 |
We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ms Judith Robertson | |
| Date of appointment | 01 June 2021 |
Part 1 - Directors relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of notifiable interest of a director should be disclosed in this part.
| Number & class of securities
Nil
|
| + See chapter 19 for defined terms.
|
||
| 11/3/2002 |
Appendix 3X Page 1 |
Appendix 3X
Initial Directors Interest Notice
Part 2 Directors relevant interests in securities of which the director is not the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest.
|
Number & class of Securities | |
| Not applicable
|
Not applicable |
Part 3 Directors interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of notifiable interest of a director should be disclosed in this part.
| Detail of contract | Nil | |
| Nature of interest | ||
| Name of registered holder (if issued securities) |
||
| No. and class of securities to which interest relates |
| + See chapter 19 for defined terms.
|
||
| Appendix 3X Page 2 |
11/3/2002 |
Exhibit 99.2
Appendix 3X
Initial Directors Interest Notice
Rule 3.19A.1
Appendix 3X
Initial Directors Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASXs property and may be made public.
Introduced 30/9/2001.
| Name of entity: Opthea Limited |
| ABN: 32 006 340 567 |
We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr Julia A Haller | |
| Date of appointment | 01 June 2021 |
Part 1 - Directors relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of notifiable interest of a director should be disclosed in this part.
| Number & class of securities
Nil
|
| + See chapter 19 for defined terms.
|
||
| 11/3/2002 |
Appendix 3X Page 1 |
Appendix 3X
Initial Directors Interest Notice
Part 2 Directors relevant interests in securities of which the director is not the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest.
|
Number & class of Securities | |
| Not applicable | Not applicable |
Part 3 Directors interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of notifiable interest of a director should be disclosed in this part.
| Detail of contract | Nil | |
| Nature of interest | ||
| Name of registered holder (if issued securities) |
||
| No. and class of securities to which interest relates |
| + See chapter 19 for defined terms.
|
||
| Appendix 3X Page 2 |
11/3/2002 |